All securities are offered through Newbridge Securities Corporation, Member FINRA / SIPC
The Structured Product is an afflicate of Newbridge Securities Corporation, a Member of the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC). Learn more about these financial industry regulators of securities firms doing business with financial investors in the United States.
About the Financial Industry Regulatory Authority - FINRA
The Financial Industry Regulatory Authority (FINRA), is the largest independent regulator for all securities firms doing business in the United States. FINRA currently oversees nearly 4,850 brokerage firms, about 173,000 branch offices and approximately 649,000 registered securities representatives.
About the Securities Investor Protection Corporation - SIPC
The Securities Investor Protection Corporation (SIPC) is an important part of the overall system of investor protection in the United States. While a number of federal, self-regulatory and state securities agencies deal with cases of investment fraud, SIPC's focus is restoring funds to investors with assets in the hands of bankrupt and otherwise financially troubled brokerage firms.
