| Principal Protected CDs |
| Libor Range Accrual CD |
|
| Wells Fargo |
Yrs 1-2: 4.50% fixed |
Yrs 2-20: 1.05 x (4.50% - 3-mo LIBOR); 1% floor |
05/30/2027 |
05/30/2015 |
949748Q42 |
05/25/2012 |
Quarterly |
|
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|
| Equity Linked CD |
|
| HSBC - Head-Start Industry Titans |
at least 6.00% Auto-cap rate |
-30% floor |
05/31/2019 |
|
40431GS67 |
05/24/2012 |
Yearly |
|
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Contingent annual coupon based on the performance of the following basket of equities: AEP, T, BIIB, KMB, LMT, MXIM, PFE, RL, SLW, MOS. Digital level for Auto-Cap rate is moved to -5% from 0%. |
|
| HSBC - Morningstar Wide Moat |
at least 6.00% Auto-cap rate |
-30% floor |
05/31/2019 |
|
40431GU23 |
05/23/2012 |
Yearly |
|
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Contingent annual coupon based on the performance of the following basket of equities: AMGN, AMAT, EXC, GE, INTC, LO, PEP, PFE, PG, TWC. |
|
| HSBC - Industry Titans |
at least 5.25% Auto-cap rate |
-30% floor |
05/31/2018 |
|
40431GS34 |
05/24/2012 |
Yearly |
|
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Contingent annual coupon based on the performance of the following basket of equities: AEP, T, BIIB, KMB, LMT, MXIM, PFE, RL, SLW, MOS. |
|
| HSBC - Industry Titans Min Return |
at least 5.25% Auto-cap rate |
-30% floor |
05/31/2019 |
|
40431GS42 |
05/25/2012 |
Yearly |
|
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Contingent annual coupon based on the performance of the following basket of equities: AEP, T, BIIB, KMB, LMT, MXIM, PFE, RL, SLW, MOS. 0.50% minimum annual coupon. |
|
| HSBC - Global Titans |
at least 6.25% Auto-cap rate |
-30% floor |
05/31/2019 |
|
40431GT33 |
05/25/2012 |
Yearly |
|
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Contingent annual coupon based on the performance of the following basket of equities: AZN, ECA, GIS, GGB, HD, IBN, GOLD, TSM, UN, VOD. |